The Surveillance function within NASDAQ OMX Nordic has the primary goal of working to maintain confidence in the exchange amongst the general public. This is mainly achieved by means of a credible, professional and integrated surveillance of the trading and the listed companies and also by assuming surveillance responsibility for the listing of equities and other financial instruments.
Surveillance in Copenhagen comprises two funtions: Issuer Surveillance and Trading Surveillance. Issuer Surveillance is responsible for the formal listing process for shares, bonds and collective investment funds, and oversees that issuers comply with the rules laid down. Trading Surveillance oversees that trading is concluded in accordance with applicable rules and regulations.
Moreover, Issuer Surveillance as well as Trading Surveillance provide quality service to issuers and members regarding the interpretation of rules and practices. More about Surveillance Copenhagen
Surveillance in Stockholm consists of two departments Issuer Surveillance and Trading Surveillance. Issuer Surveillance is responsible for the formal listing process of shares, bonds and warrants and the department also ensures that the listed companies follow the rules. Trading Surveillance is responsible for surveillance of the trading, to make sure that the trading is carried out in accordance with applicable legislation and rules.
Both departments also provide qualified services to issuers and members regarding interpretation of applicable rules and practice with respect to the applying of the rules and regulations. More about Surveillance Stockholm
Surveillance in Helsinki consists of two functions: Issuer Surveillance and Trading Surveillance. Issuer Surveillance is responsible for the formal listing process of shares, bonds and warrants and the function also ensures that the listed companies follow the rules. Trading Surveillance is responsible for that the trading is carried out in accordance with applicable rules and legislation.
Both Trading Surveillance and Issuer Surveillance also provide quality services to issuers and members regarding interpretation of applicable rules and practices. More about Surveillance Helsinki
Through its surveillance activities Surveillance Iceland ensures that securities issuers and members work in accordance with the Rules. Surveillance Iceland consists of disclosure surveillance and trading surveillance.
Surveillance Iceland is also obliged to monitor other aspects as specifically provided for by law, such as takoeover rules and rules concerning notifications of major holdings and insider dealings with listed shares.
